
eQuate brings to financial institutions and an extreme control
of Business Operations with its Back Office Counsel.
Back Office Systems Integration
The interface to back office daily data downloads is a batch importation
process designed in three layers. The first layer parses the files into a
Java representation. The second layer interprets the data
in Java and passes the result to the third layer. The third
layer validates and stores the data in the database. This
architecture allows reusability across institution specific
file formats and book keeping systems by institution.
The interface to order entry systems rely on
CICS-like protocols. A scalable connection manager allows
to share connections across large number of web users. Order
statuses can be retrieved synchronously or asynchronously,
to the preference of the institution. The asynchronous implementation
significantly reduces costs for large institutions.
The integration is made easy when starting using the eQuate
application with daily book keeping system files. eQuate
support many different file types including such as ASCII, EBDIC,
UFF and NONUFF.
Back Office Management
This module supports additional features related to back office management,
such as off-book asset management, household reconcilliation and securities management.
Compliance Regulations
eQuate allows financial institutions to authorize client credit,
and verify compliance and conformity to investment objectives.
It also analyzes account activity to identify discrepancies
between investment objectives and actual positions. Transaction
risk is controlled at the source by managing users’
trade authorization level. Order compliance is measured
against client investment objectives prior to order fulfillment.
Trade history is preserved for each transaction.
To find out more or see a product demo about the eQuate Business
Operations component, contact
us.

eTCP is processing within all the different components
of eQuate.  |
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Investor Relationship Management
Batch Reporting
Online Account Opening
Client Risk Profile
Direct Investor Access |
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Integrated KYC
Investment Guide
Investor Portfolio Management
Bulk Trading
Order Entry Management |
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