eQuate brings to financial institutions and an extreme control of Business Operations with its Back Office Counsel.

Back Office Systems Integration
The interface to back office daily data downloads is a batch importation process designed in three layers. The first layer parses the files into a Java representation. The second layer interprets the data in Java and passes the result to the third layer. The third layer validates and stores the data in the database. This architecture allows reusability across institution specific file formats and book keeping systems by institution.

The interface to order entry systems rely on CICS-like protocols. A scalable connection manager allows to share connections across large number of web users. Order statuses can be retrieved synchronously or asynchronously, to the preference of the institution. The asynchronous implementation significantly reduces costs for large institutions.

The integration is made easy when starting using the eQuate application with daily book keeping system files. eQuate support many different file types including such as ASCII, EBDIC, UFF and NONUFF.

Back Office Management
This module supports additional features related to back office management, such as off-book asset management, household reconcilliation and securities management.

Compliance Regulations
eQuate allows financial institutions to authorize client credit, and verify compliance and conformity to investment objectives. It also analyzes account activity to identify discrepancies between investment objectives and actual positions. Transaction risk is controlled at the source by managing users’ trade authorization level. Order compliance is measured against client investment objectives prior to order fulfillment. Trade history is preserved for each transaction.

To find out more or see a product demo about the eQuate Business Operations component, contact us.

eTCP is processing within all the different components of eQuate.
Investor Relationship Management Batch Reporting Online Account Opening Client Risk Profile Direct Investor Access		Integrated KYC Investment Guide Investor Portfolio Management Bulk Trading Order Entry Management